Fund Compliance Services

Helping you navigate the regulatory environment

Regulatory and tax requirements in the fund industry are constantly shifting, and ensuring you remain compliant requires ongoing effort. From reporting and investor onboarding to the provision of compliance officers and money laundering reporting officers, we help ensure you meet your regulatory requirements.

Our fund compliance services

Compliance with regulations at a domestic and international level is crucial if a fund is to meet its obligations, attract investors and set the highest standards.

As experts across private equity, real estate and other alternative asset classes, we can provide flexible solutions that deliver on your objectives and meet any or all of your compliance needs.

When it comes to compliance, we provide support in many ways, including:

▪ Provision of Compliance Officers, Money Laundering Compliance Officers, Money Laundering Reporting Officers and supporting functions

▪ Bespoke periodic governance reporting on relevant compliance matters

▪ Onboarding and AML/KYC checks for fund sponsors/promoters and any relevant owners/controllers

▪ Investor onboarding and AML/KYC checks, including ongoing monitoring and screening (CDD/AML)

▪ Appropriate AML work for carried interest, co-investment and investment holding structures

▪ Bespoke compliance monitoring and reviews

▪ Providing regulatory updates and implementing changes

▪ FATCA and CRS reporting services